ADV2 & Advisory Agreement
ADV Part 2A
The IPI Wealth Management ADV2A has been updated. The ADV2A may be found on the Advisor Site or at this link:
https://investmentplanners.securevdr.com/d/s869a413658348439
No material disclosures have been made to the Brochure. Over the next month, your advisory clients will be sent a one page annual disclosure letter from IPI Wealth. This is a link to a copy of the document:
https://investmentplanners.securevdr.com/d/s30054f5bfb24d40a
The annual disclosure will include an offer for clients to request the ADV2A and provide additional notices to clients as required directly from IPI Wealth per the SEC. Please begin utilizing the amended ADV2A with your new advisory clients and remember to also provide a copy of your own ADV2B Disclosure Brochure to them as well. If you have any questions on the annual mailing, please contact Karen Reynolds.
Updated Advisory Agreement
Regulation S-P requires both brokerage and advisory clients to receive an initial copy of a financial institution’s privacy policy when an account is established and then also on an annual basis. We have amended the IPI Wealth Investment Advisory Services Agreement to include the Privacy Policy in the packet to ensure that it is provided to advisory clients. The LaserApp version is expected to be updated by the end of this week. Below is a link for the updated Agreement on the IPI Wealth section of the Advisor Site:
https://investmentplanners.securevdr.com/d/sf6dff55146f40b3a