Alternative Disclosure Form
Typically, on an annual basis it is a good practice to review forms and refresh procedures. Several offices wanted a more concise and easy to use Alternative Disclosure Form for clients. The disclosure form has been redesigned to be a one page fillable document in which the client(s) will sign; advisors no longer sign the form. Below is a link to the new Alternative Disclosure Form and Guidelines. These documents may also be found on the Advisor Site under Broker/Dealer Documents.
Alternative Disclosure Form - https://investmentplanners.securevdr.com/d-s2015a0e2d3942c99
Alternative Investment Transmittal Guidelines - https://investmentplanners.securevdr.com/dsa127213efe84d60a
The prior Alternative Disclosure Form dated August 2013 will only be accepted through September 30, 2014. We will require and accept the new Alternative Disclosure Form dated October 2014, thereafter.
If you have any questions, please contact Renee Emrick at reneee@investment-planners.com or 217-542-1220.