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Compliance Alert - Updated IPI Wealth Manual and Code of Ethics
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IPI Wealth Management, Inc.’s Policies and Procedures Manual was recently amended to reflect updated regulatory language (nothing material)
and the wrap program that the firm is sponsoring - IPI Intelligent Solutions (see Mary if you would like to take a test drive with
this small account digital solution for your clients).
A copy of the Manual is attached and will also be posted to the Advisor site shortly. Our Code of Ethics (COE) is also attached. No
material changes occurred with it. You will sign an electronic attestation when you complete your Continuing Education regarding
receipt of both the IPI Wealth policies and procedures manual and the COE this summer.
If you have any questions on these items, please let me know. Thanks, Renee