NEW VA Disclosure Form, Effective 8/4/2014
As many of you know, IPI is in the process of concluding its FINRA cycle exam, which occurs every two (2) years. Regulatory audits are a good tool in reviewing and evaluating processes and procedures of a firm. One item that FINRA requested the firm review and update is our Variable Annuities Disclosure Form. The updated VA Disclosure Form may be found on the Advisor site or at the following link: https://investmentplanners.securevdr.com/d/s1acdb2d749244868.
The prior VA Disclosure Form dated August 2013 will only be accepted through August 1, 2014. We will require and accept the new VA Disclosure Form dated July 2014, thereafter.
If you have any questions, please contact Julie Cox at juliec@investment-planners.com or 217-542- 1212.