RIA Manual Update and Code of Ethics - Attestation Required
IPI Wealth Management, Inc.’s Policies and Procedures Manual was recently amended to reflect some minor changes and updated regulatory language. A copy of the Manual may be found in the RIA section of the Advisor Site or by clicking the following link: Policies and Procedures Manual. Our Code of Ethics is also located on the RIA page and can be viewed by clicking here: Code of Ethics. You are required to submit an attestation of receipt, review and approval of it on an annual basis.
Please review these items and return the Attestation on or before May 31, 2016 to compliance@investment-planners.com or those of you with Docupace - upload it to Compliance Review.
If you have any questions on these items, please let me know. Thanks, Renee