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Updated Written Supervisory Procedures for IPI
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The latest version of Investment Planners, Inc.'s Written Supervisory Procedures ("WSP") has been published with an effective date of today - March 31, 2016. Most changes were nominal; however, the biggest addition related to converting brokerage accounts to advisory accounts in Section 8.17.3 on page 167. This was discussed during our monthly webcast as well as the Compliance Alert from last week.
For your convenience, a copy is located on the IPI Advisor Site under the B-D section and then by scrolling to the bottom for Written Supervisory Procedures under Documents. Please keep a copy on your desktop for ease of reference. If you have any questions on the WSP, please contact Compliance.